Deborah Gibbs serves as a Senior Associate on the Compliance team and is based in our Seattle office.

Deborah is adept at juggling and reprioritizing a wide array of responsibilities and she’s always willing to step up and assist her colleagues and clients. Her background as a financial planning assistant makes her an invaluable contributor to almost every client relationship. She has also passed both the General Securities Representative (Series 7) exam and the Uniform Securities Agent State Law (Series 65) exam.

She is relentlessly organized, but an adventurer at heart. If she’s not tending her lovely gardens at home or spending as much time as possible with her grandchildren, you can expect to find her exploring all across the U.S. or sailing around the Caribbean.

Previous Experience

  • Investment Operations Specialist at Private Ocean Wealth Management

Education & Credentials

  • Compliance & Operations Manager (Passing scores on Series 7 and Series 64 exams)
  • Series 24 license
  • Series 53 license