Tom Bastin, JD, LL.M, CEBS, AIF®
Managing Director
Tom has over 30 years of experience as a fiduciary expert in plan design, administration and compliance. As a former practicing ERISA Attorney, owner of a Third Party Administrator, and owner of an independent Registered Investment Advisory Firm, Tom provides assistance to our plan consultant team and clients with ongoing fiduciary best practices to maintain compliance with the DOL, IRS and other governing bodies. In addition, Tom creates fiduciary process documentation and training materials for plan consultants and clients to utilize for both retirement and group benefit programs.Tom has a B.A. from Purdue University, J.D. from Nova University and LLM in Taxation from the University of Miami. On multiple occassions Tom has been recognzied by Plan Advisor as on of the "Top 100 Retirement Plan Advisors" and by the Financial Times as a "Top Retirement Adviser".
Please Note: Limitations. Professional designations, certifications, degrees, or licenses, recognition by publications or organizations, membership in professional organizations, or prior experience or success should not be construed by a client or prospective client as a guarantee of a certain level of results or satisfaction if Wealthspire is engaged, or continues to be engaged, to provide investment advisory services.
