Michael Del Priore
Chief Compliance Officer, Private Client
Michael joined the firm in 2018 with more than twelve years of experience as a Compliance and Regulation professional and currently serves as Chief Compliance Officer for the firm's private client segment. Prior to joining the team, he worked as a Compliance, Legal and Risk Examiner at LPL Financial, reviewing business and client activity, and conducting compliance exams of company advisors and outside RIAs. Before transitioning to this position at LPL Financial, Michael worked as a Compliance Officer at Raymond James and Associates and held various positions as a regulator at the National Stock Exchange.
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