Buddy Horner
Senior Vice President
Buddy has just over 30 years of experience in working with defined contribution retirement plans, functioning both as a Third Party Administrator and Plan Investment Advisor. He specializes in business development, advanced plan design, plan compliance, investment due diligence, and participant education. Buddy has extensive experience in plan correction programs, both SCP (Self Correction Program) and VCP (Voluntary Compliance Program), including IRS and DOL audit assistance. Buddy holds the QKA (Qualified 401k Plan Administrator) designation through the American Society of Pension Professionals & Actuaries (ASPPA), along with Life/Health & Variable Annuity insurance licenses, and Series 63 & 65 investment licenses.
Please Note: Limitations. Professional designations, certifications, degrees, or licenses, recognition by publications or organizations, membership in professional organizations, or prior experience or success should not be construed by a client or prospective client as a guarantee of a certain level of results or satisfaction if Wealthspire is engaged, or continues to be engaged, to provide investment advisory services.
