Important Disclosure Information
Wealthspire Advisors is the common brand and trade name used by Sontag Advisory, LLC and Wealthspire Advisors, LP, separate investment advisers registered with the SEC and subsidiary companies of NFP Corp. Securities, when offered, are offered through an affiliate, Wealthspire Capital, LLC, Member FINRA and SIPC. Registration with the SEC does not imply a certain level of skill or expertise. This website is only intended for clients and prospective clients residing in states in which Wealthspire Advisors is qualified to provide investment advisory services. Wealthspire Advisors’ website is limited to the dissemination of general information pertaining to its advisory and plan consulting services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Wealthspire Advisors’ website on the Internet should not be construed by any consumer and/or prospective client as Wealthspire Advisors’ solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Wealthspire Advisors with a prospective client shall be conducted by an advisor representative who is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Wealthspire Advisors, please contact the SEC or the state securities regulators for those states in which Wealthspire Advisors maintains a notice filing. A copy of Wealthspire Advisors’ current Forms ADV Part 2A (disclosure brochures) discussing Wealthspire Advisors’ business operations, services, and fees is available elsewhere on this Site, on the SEC website at www.sec.gov or from Wealthspire Advisors upon request. Wealthspire Advisors does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Wealthspire Advisors’ website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Past performance does not imply or guarantee future results. Investing in securities involves risks, including possible loss of principal. Diversification cannot assure a profit or guarantee against a loss. Investing involves other forms of risk that are not described here. For that reason, you should contact an investment professional before acting on any information in this Site.
Certain portions of Wealthspire Advisors’ website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Wealthspire Advisors’ (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Wealthspire Advisors or from any other investment professional. Wealthspire Advisors is neither a law firm nor an accounting firm, and no portion of the website content should be interpreted as legal, accounting, or tax advice.
Each client and prospective client agrees, as a condition precedent to his/her/its access to Wealthspire Advisors’ website, to release and hold harmless Wealthspire Advisors, its officers, directors, owners, employees, and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions, which are independent of his/her/its receipt of personalized individual advice from Wealthspire Advisors.
You are responsible for your own Internet connection, as well as your personal computer’s Internet security (firewalls, spyware, virus protection, etc.) when using the Products. Wealthspire Advisors cannot be responsible for any unauthorized access to your information if it occurs while you use the Products from a computer outside of Wealthspire Advisors’ network.
If you have any questions, comments, concerns or wish to report a complaint against any of our professionals, please contact our Corporate Office at 888.303.2357. You can also write to us via email at firstname.lastname@example.org, or to the following address:
Attention: Chief Compliance Officer
600 N. Broadway, Suite 400
Milwaukee, WI 53202
Use of Material
Wealthspire Advisors either owns the intellectual property rights in the underlying HTML, text, images, audio clips, video clips, software, and other content (collectively, the “Material”) that is made available to you on this Site, or has obtained the permissions of the owner of the intellectual property to use the Material on this Site. Except as provided in these Terms, Wealthspire Advisors prohibits the use, redistribution, or copying of any Material on this site without its express written permission.
Wealthspire Advisors hereby authorizes you to display on your computer, download, and print pages of this website, subject to the following provisions, (i) the copyright notice appears on all such printouts; (ii) the Material will not be altered in any manner, (iii) the Material is only to be used for personal education and non-commercial use and will not be redistributed, broadcast, or copied to any other media.
The product names, company names, logo, trademarks and service marks (collectively, the “Marks”) displayed on this Site, are either owned by Wealthspire Advisors and/or third-party licensors. You are not permitted to use the Marks without the prior written consent of Wealthspire Advisors or such third party that may own the Marks. Any unauthorized use of any such Marks may be a violation of the rights of Wealthspire Advisors or a third party. The Site and the Material contained herein in no way grant any license or right to use any Mark displayed on the Site. Users are prohibited from using the Marks displayed on the Site or the Material or any other content on the Site, except as provided in these Terms.
The information at this Site has been provided by Wealthspire Advisors for general information purposes. The Site, and the related Material, do not imply any client, advisory, fiduciary or professional relationship between you and Wealthspire Advisors and neither Wealthspire Advisors nor any other person is, in connection with the Site and Material, engaged in rendering auditing, accounting, tax, legal, advisory, consulting or any other professional service or advice. Neither the Site nor the Material on or accessed through the Site should be considered a substitute for your independent investigation and your sound technical business judgment. You should consult with a professional advisor familiar with your particular factual situation for advice or service concerning any specific matters.
THE CONTENT OF THIS WEBSITE IS PROVIDED “AS IS” WITHOUT ANY WARRANTIES OF ANY KIND, EITHER EXPRESS OR IMPLIED. TO THE FULLEST EXTENT PERMITTED BY LAW, WEALTHSPIRE ADVISORS EXPRESSLY DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED INCLUDING, BUT NOT LIMITED TO, ANY WARRANTIES OF MERCHANTABILITY; FITNESS FOR A PARTICULAR PURPOSE; OR NON-INFRINGEMENT OF INTELLECTUAL PROPERTY. ALTHOUGH WEALTHSPIRE ADVISORS USES REASONABLE EFFORTS TO MAINTAIN THE ACCURACY AND CURRENCY OF THE MATERIAL OF THIS SITE, WEALTHSPIRE ADVISORS MAKES NO WARRANTIES OR REPRESENTATIONS AS TO ITS ACCURACY OR CURRENCY. THIS SITE MAY CONTAIN TYPOGRAPHICAL ERRORS AND TECHNICAL INACCURACIES. WEALTHSPIRE ADVISORS ASSUMES NO LIABILITY OR RESPONSIBILITY FOR ANY ERRORS OR OMISSIONS IN THE MATERIAL OF THIS SITE.
You acknowledge and agree that when you use, access, download or otherwise obtain information, materials or data through the Site or any reference sites, it is at your own discretion and risk and that you will be solely responsible for any damages to your property (including your computer system) or loss of data that results from the download or use of such material or data. Wealthspire Advisors does not warrant or guarantee that files or other materials and information available through this Site will be free of infections, viruses, worms, Trojan horses or other code that could be harmful to your computer system.
Limitation of Liability
Wealthspire Advisors shall not be liable for any damages of any kind arising from or in connection with the use of the Site or the Material, including mistakes, omissions, interruptions, deletion of files or email, errors, defects, viruses or delays in operation or transmission, even if Wealthspire Advisors is expressly advised of the possibility of such damages. This is a comprehensive limitation of liability that applies to all damages of any kind, including compensatory, direct, indirect, punitive, special, incidental or consequential damages, including but not limited to damages for lost profits, loss or inaccuracy of data or loss of revenue.
Links to third-party sites
If you have any questions or concerns regarding these Terms, please contact us: By calling 888.303.2357, via email at email@example.com, or by regular mail to the following address:
Attention: Chief Compliance Officer
600 N. Broadway, Suite 400
Milwaukee, WI 53202